- Study protocol
- Open Access
- Open Peer Review
Enteral vs. intravenous ICU sedation management: study protocol for a randomized controlled trial
- Giovanni Mistraletti1Email author,
- Elena S Mantovani1,
- Paolo Cadringher2,
- Barbara Cerri1,
- Davide Corbella3,
- Michele Umbrello1,
- Stefania Anania1,
- Elisa Andrighi1,
- Serena Barello1,
- Alessandra Di Carlo1,
- Federica Martinetti1,
- Paolo Formenti1,
- Paolo Spanu1,
- Gaetano Iapichino1 and
- for the SedaEN investigators
© Mistraletti et al.; licensee BioMed Central Ltd. 2013
- Received: 19 August 2012
- Accepted: 6 March 2013
- Published: 3 April 2013
A relevant innovation about sedation of long-term Intensive Care Unit (ICU) patients is the ‘conscious target’: patients should be awake even during the critical phases of illness. Enteral sedative administration is nowadays unusual, even though the gastrointestinal tract works soon after ICU admission. The enteral approach cannot produce deep sedation; however, it is as adequate as the intravenous one, if the target is to keep patients awake and adapted to the environment, and has fewer side effects and lower costs.
A randomized, controlled, multicenter, single-blind trial comparing enteral and intravenous sedative treatments has been done in 12 Italian ICUs. The main objective was to achieve and maintain the desired sedation level: observed RASS = target RASS ± 1. Three hundred high-risk patients were planned to be randomly assigned to receive either intravenous propofol/midazolam or enteral melatonin/hydroxyzine/lorazepam. Group assignment occurred through online minimization process, in order to balance variables potentially influencing the outcomes (age, sex, SAPS II, type of admission, kidney failure, chronic obstructive pulmonary disease, sepsis) between groups. Once per shift, the staff recorded neurological monitoring using validated tools. Three flowcharts for pain, sedation, and delirium have been proposed; they have been designed to treat potentially correctable factors first, and, only once excluded, to administer neuroactive drugs. The study lasted from January 24 to December 31, 2012. A total of 348 patients have been randomized, through a centralized website, using a specific software expressly designed for this study. The created network of ICUs included a mix of both university and non-university hospitals, with different experience in managing enteral sedation. A dedicated free-access website was also created, in both Italian and English, for continuous education of ICU staff through CME courses.
This ‘educational research’ project aims both to compare two sedative strategies and to highlight the need for a profound cultural change, improving outcomes by keeping critically-ill patients awake.
Trial registration number
- Enteral approach
- High-risk critically ill
- Educational research
Agitation and anxiety are common in critically-ill patients . They are triggered by treatable causes, such as hypoxemia, hypoglycemia, pain, sepsis, alcohol or drug withdrawal, invasive procedures, sleep deprivation, forced body postures, uninterrupted noise and light stimulation, and the impossibility of communicating with the staff . International guidelines suggest to face and treat first any organic and/or metabolic cause, especially pain, and to minimize environment-linked stressors. Second, they suggest the use of sedatives to ensure comfort and permit life-saving procedures : adequate levels of sedation, therefore, represent a primary target for managing Intensive Care Unit (ICU) patients. However, sedative therapy is related to several important side effects, among which are hemodynamic instability, dysrhythmias, sepsis, ileus, delirium, and lengthening of respiratory weaning .
Recently, several papers [4, 5] have pointed out the need for lighter sedation, due both to the detrimental effects of sedative therapy itself and to the costs associated with deeper-than-needed sedation levels . Daily interruption of intravenous short-term sedative administration is mandatory in neurosurgical or comatose patients. In a context of general ICU , Kress et al. demonstrated that, in association with a spontaneous breathing trial , it decreases mechanical ventilation length and reduces complications and prevalence of delirium. Analgesia-based sedation is gaining more and more popularity, due to the opiates’ ability to maintain adaptation to invasive procedures while sparing, at the same time, critically-ill patients’ consciousness . However, the use of short-half-life analgesics (remifentanil) is only indicated for short-stay ICU patients, while there is no difference between opiates for patients with a length of stay (LOS) ≥ 3 days . In 2010, Strom et al. demonstrated a clear indication to keep patients minimally sedated or awake by morphine boluses but without propofol .
The conscious sedation target is an innovation of the utmost relevance in the field of ICU care. Nonetheless, it has a number of detractors among intensivists, who tend to consider it unfeasible. Its unfeasibility is related to the potentially higher risk of self-removal of invasive devices  and stress/discomfort for patients . From the ICU team prospective, it raises the possibility of an increased workload. These fears, however, are at least partially unfounded : intensivists have to face side effects of both physical and ‘pharmacological’ restraint methods, continuously pursuing the best approach for patient security and healing.
The enteral route for sedative administration is seldom used, even though the gastrointestinal tract is functional from the beginning of the ICU stay and in the most critical patients too [22, 23]. Our group published two studies on the feasibility of enteral administration of hydroxyzine and lorazepam for ICU patient sedation [4, 24]. Hydroxyzine, an antagonist of the H1 receptor, has anticholinergic, antiserotoninergic, antiemetic, and gastric antisecretory properties, and is frequently used in psychiatry and for pre-anesthetic sedation due to its neurological effects; also, since 2001, local hospital guidelines suggest the use of enteral hydroxyzine, with possible supplementation of lorazepam. Enteral melatonin is also administered as a physiological hypnoinducer (thus further saving on sedatives and analgesics): it does not cause excessive daytime sleepiness and presents interesting anti-oxidant, anti-inflammatory, and immune-modulating properties .
Enterally administered drugs are not as easy to manage as intravenous ones, due to their prolonged onset and offset. On the other hand, they provide a more stable level of consciousness, less cardiorespiratory depression, and are less expensive than intravenous drugs. They show an intrinsic impossibility to reach a deep sedation: exclusive enteral sedation has the same effectiveness (as judged by nurses) as intravenously administered drugs if a patient awake, tranquil, and well-adapted to the ICU environment is desired. Such a target can be reached in 83% of days following the first 48 h in ICU, after stabilization of clinical conditions [4, 24].
The present study arises from this scientific framework; it aims to compare enteral versus commonly used intravenous sedative drug administration, measuring their efficacy and feasibility in reaching and constantly maintaining an appropriate sedation level (observed RASS = target RASS ± 1)  in high-risk critically-ill patients . The clinical target is to obtain the most ‘conscious’ sedation level compatible with critical illnesses, invasive procedures, and medical and nursing surveillance. This paper describes the study protocol.
Study design and outcomes
Primary and secondary study outcomes
Percentage of efficacy (measured as observed RASS = target RASS ±1)
- Sedation protocol effectiveness (percentage of ‘protocol violation days’ on the total of ICU days)
- Delirium- and coma-free days (respectively negative CAM-ICU and RASS ≥ −3 in all daily observations until ICU day 28)
- Ventilation-free days
- Nursing evaluation of sedation adequacy (communication skills, cooperation, environment tolerance)
- Overall ICU and hospital mortality
- Absolute mortality 1 year after ICU discharge
- Sedative drug costs
- Indirect markers of inefficacy and side effects, like prevalence of ‘dangerous episodes’ (self-extubation, removal of other invasive tools), length of ICU and hospital stay, use of anti-psychotic drugs as indirect marker of delirium, indicators of sedation failure (use of physical restraints, antagonists administration like flumazenil or naloxone), sepsis prevalence.
Inclusion and exclusion criteria - patients are included if thay meet all three criteria, and are excluded if they meet one or more of the following criteria
SAPS II ≥ 32 points
Estimated length of mechanical ventilation at ICU admission ≥ 3 days
CNS diseases (epilepsy, stroke, dementia, post-anoxic coma)
Age ≥ 18 years
Liver encephalopathy (Child-Pugh C)
Previous psychiatric or cognitive pathology
Allergy to medications used in the study
Absolute contraindications to the use of enteral route (nasogastric tube, nasojejunal tube, jejunostomy, ileostomy are all considered acceptable)
Pregnant or breast-feeding patients
Death is deemed imminent and inevitable or the patient has an underlying disease process with a life expectancy of < 90 days
Both protocols are tailored to deliver the lowest effective doses of sedatives in order to reach as soon as possible and constantly maintain the target sedation level (RASS = 0) . Moreover, ICU teams should try, whenever possible, to reduce or suspend all the sedative drugs. Physicians reconsider their target at every shift: if they choose a deep sedation goal (RASS < −3), their decision must be adequately justified. Even though every center is strongly advised not to make protocol violations, they are always feasible, provided they are explained and recorded. Intravenous boluses of fentanyl/morphine + propofol/midazolam are allowed in the enteral arm to perform and complete extemporary invasive/painful/surgical procedures; this will never represent a protocol violation.
All patients are maintained in sitting semi-orthopnoeic position (headboard of the bed elevated between 30° and 45°). Physiotherapy is started as soon as possible, according to local guidelines.
Data collection and management
Trained staff (see Appendix) record data and fill in the web-based collection forms. Before group assignment, baseline patient demographics and characteristics for minimization are collected. From the day after patient allocation, information on daily physiological parameters are used to derive SOFA score  and level of care . Three times a day, once per shift, in addition to vital and lab parameters, neurological monitoring through validated tools is performed and recorded. In particular, target RASS (established by the physician in charge) and the actual RASS,  that is the ‘prevalent level’ in the shift, VNR for anxiety and pain (BPS if patient is uncooperative) , CAM-ICU , and nursing evaluation on adequacy of prescribed sedative therapy is recorded. Protocol violations and their clinical motivation, along with doses of analgesics, sedatives, and antipsychotics used for ‘rescue therapy’, are also recorded.
At ICU discharge, patient data and vital status, length of mechanical ventilation, and ICU stay are recorded. At hospital discharge, length of stay and mortality are registered. One year after ICU discharge, mortality will be assessed through a phone interview.
The web-based data management system allows for ad hoc and automatic validation and consistency checks as well as immediate query resolution. This ensures data accuracy and completeness; it allows timely access to ‘clean’ data for analysis purposes. Finally, a screening log will be maintained at each participating center to record ICU admitted patients who were considered ineligible.
All participating centers obtained local ethics committee approvals to conduct the trial: ‘Comitato Etico’ of A.O. San Paolo - Polo Universitario, Milano; ‘Comitato Etico Interaziendale’ for the centers A.O.N. SS. Antonio e Biagio e Cesare Arrigo, Alessandria, and A.O. Ospedale Cardinal Massaia, Asti; ‘Comitato Etico’ of A. O. Ospedale Civile di Desio (MI); ‘Comitato Etico’ of A.O. Ospedale Civile di Legnano (MI); ‘Comitato etico’ of Nuovo Ospedale Civile Sant’Agostino Estense, Modena; ‘Comitato Etico’ of A.O. San Gerardo, Monza (MB); ‘Comitato Etico’ of A.O.U. San Luigi Gonzaga, Orbassano (TO); ‘Comitato Etico’ of I.R.C.C.S Ospedale Maggiore Policlinico, Milano; ‘Comitato Etico’ of I.R.C.C.S. San Matteo, Pavia; and ‘Comitato Etico’ of A.O. San Giovanni Bosco, Torino. Written informed consent is mandatory for all able patients. In cases of impossibility to obtain it, a written declaration of received information is collected from relatives, according to local ethics committee indications. As soon as neurological conditions improve, patients are duly informed of the study, and their written consent is obtained. Patients or their next of kin have the opportunity to withdraw from the study at any time.
Sample size and power
A study sample size of 300 patients was calculated in order to observe a 15% difference in the prevalence of sedation adequacy (observed RASS = target RASS ±1) between the two study arms: such a difference is considered clinically relevant and likely to influence practice. Considering that the enteral approach allowed for 83% adequacy in an observational monocentric study , it was considered necessary to enroll 141 patient per arm (power 80%, alpha 0.05). Considering missing data, 300 patients were expected to be enrolled among the 12 centers. Each center had to enroll at least 20 patients during the study period, otherwise it would not be considered for the planned sub-analysis comparing the participating ICUs.
Statistical analysis will be conducted on an intention-to-treat basis, due to the potential high violation rate from the assigned protocol. A ‘per-protocol’ planned analysis will be conducted, excluding patients receiving no analgesic or sedative drugs, having an ICU stay < 48 h, or presenting assigned protocol violations in every ICU day. Subgroup analyses are planned a priori to obtain a comparison: (1) among participating ICUs, because of dissimilar ability to manage the two different sedative protocols; (2) between septic and non-septic patients (greater delirium prevalence, lower levels of endogenous melatonin) ; and (3) between different age groups (greater delirium prevalence if age > 70 years, higher risk of paradoxical effect of benzodiazepines, impairment of renal and hepatic function) .
An ‘ad interim’ analysis was planned after the enrollment of 70 patients per group. Its purpose was to identify any potential safety issues or test for early efficacy. It was evaluated by the SedaEN Steering Committee (see Appendix): since no safety issues were reported, and interesting trends were found about the main outcome, patients’ enrollment was completed according to the established planning.
Baseline patient characteristics and single-observation outcomes will be analyzed by Student T-test for continuous measures if normally distributed; by Wilcoxon rank-sum test if not normally distributed; by Fisher’s exact test for categorical measures. Appropriate (linear, logistic, or Poisson) regression models will be generated for the identification of the determinants of outcomes and for the correction for baseline covariates.
Mortality will be compared using relative risks and 95% confidence intervals. Survival times will be compared by means of the log-rank test and presented as Kaplan-Meier curves without adjustment for baseline covariates and as multivariate Cox proportional hazard analysis.
Analysis for repeated measures will be performed for data recorded during the whole ICU stay, that is, the main outcome: comparisons will be made by cross-sectional time-series regression models (random-effects, and population-averaged linear models) or by multilevel mixed-effects Poisson regressions, when appropriate . Sepsis prevalence during the whole ICU stay will be analyzed by conditional fixed-effects logistic regression. This statistical approach was chosen to simultaneously analyze the net effect of group assignment; the effect of time spent in ICU; the cumulative sedative effect, calculated by multiplying the group (enteral = 1, intravenous = 0) and the ICU day from group assignment, to highlight the adjunctive effects of the daily repeated sedative administration.
For the a priori planned sub-analyses, outcomes and methods will be the same as for the main analysis. Missing data regarding the main outcome should be absent or very few, since the centralized website needed the completeness of data in order to permit the final validation of each patient’s form. For the other data, missing observations will be handled with multiple imputations as calculated by the statistical package Stata 12 (Stata Corporation, College Station, TX, USA). This software will be used for all the statistical analyses.
This ‘educational research’ project aims both to compare two sedative strategies and to highlight the need for a profound cultural change, improving outcomes by keeping critically-ill patients awake.
This study has some limitations: first, it is a single-blind study, since the two different routes to give sedatives do not permit staff blindness to drug administration. To cope with this problem, great efforts in order to maintain the same sedation target in both study arms were made: many ready-to-use tools were provided to nurses and physicians; an oral presentation was made by the principal investigator in all participating centers; two investigators’ meetings (on March 23 and September 15, 2012) were organized. Second, two relevant essentials of the study (conscious target and use of validated tools for neurological monitoring) were introduced in some of the participating centers together with the beginning of the study; in others, they were already consolidated in clinical practice. Since one of the goals is the promotion of a new culture of sedation management, the simultaneous presence of different skills among intensivist staff makes the results more generalizable, even if they come from non-homogeneous ICUs.
Training for ICU staff: the new concept of educational research
Although conscious sedation is now recognized as valid by solid scientific evidence, international literature widely describes cultural and organizational difficulties in introducing it into clinical practice, and in using daily validated tools for neurological monitoring of ICU patients .
Our study aims to be part of an ‘educational research’ project: the comparison of two different protocols, within the framework of a common target (conscious sedation) represents some kind of innovation, thus fulfilling a scientific goal, since at the present time both these protocols are described in the Italian guidelines . Beyond scientific questions, the introduction of validated monitoring instruments into clinical practice, required for data collection, moves closer to international indications. Through teaching and using validated tools, ICU operators become aware of the need for a cultural change, in order to improve critically-ill patient care by keeping them awake. In this context, an important part of the present trial is to offer training materials, available 24/7 for everyday use, through a dedicated free-access website (http://www.sedaicu.it/en), both in Italian and English, which offers continuous education to physicians and nurses through CME courses.
Steering Committee members
Gaetano Iapichino (Study Chair, Dipartimento di Fisiopatologia medico-chirurgica e dei trapianti, Università degli Studi di Milano, A.O. San Paolo, Milano), Alberto Morabito (Chair of Statistics, Dipartimento di Scienze cliniche e di comunità, Università degli Studi di Milano, A.O. San Paolo, Milano), Martin Langer (Dipartimento di Fisiopatologia medico-chirurgica e dei trapianti, Università degli Studi di Milano, Fondazione I.R.C.C.S. - Istituto Nazionale dei Tumori, Milano), Roberto Malacrida (Cure Intense, Ospedale Regionale di Lugano, Switzerland), Franco Valenza (Dipartimento di Fisiopatologia medico-chirurgica e dei trapianti, Università degli Studi di Milano, I.R.C.C.S. Ospedale Maggiore Policlinico, Milano), Marco Rambaldi (Nuovo Ospedale Civile Sant’Agostino Estense, Modena), Giovanni Mistraletti (Dipartimento di Fisiopatologia medico-chirurgica e dei trapianti, Università degli Studi di Milano, A.O. San Paolo, Milano).
Participating centers and SedaEN investigators
A.O. San Paolo - Polo Universitario, Milano: Andrea Noto, Gianfranco Cappello, Bruno Sabatelli, Giovanni Brenna, Morena Astori, Cristina Villa, and Pietro Placido.
O. Ospedale Civile di Desio (MI): Giulio Ronzoni, Silvia Francesconi, Eduardo Beck, and Maurizio Gaiotto.
A.O. Ospedale Civile di Legnano (MI): Danilo Radrizzani, Luca Ferla, Federico Valdambrini, Riccardo Giudici, and Laura Merlini.
A.O. San Gerardo, Monza (MB): Antonio Pesenti, Giacomo Bellani, Emanuele Rezoagli, Alessia La Bruna, and Alberto Lucchini.
I.R.C.C.S. San Matteo, Università degli Studi di Pavia: AR1 Antonio Braschi, Alessandra Palo, Thekla Niebel, Marina Selvini, Sergio Cortesi and Attilio Quaini; AR2 Giorgio Iotti, Francesca Riccardi, and Antonella Sacchi.
A.O. San Giovanni Bosco, Torino: Sergio Livigni, Enrica Ferretti, Giuseppe Naretto, Alessandro Deprado, Tiziana Casalicchio, and Virna Venturi degli Esposti.
A.O.U. San Luigi Gonzaga, Orbassano (TO): Giulio Radeschi, Maurilio Festa, Lorenzo Odetto, Daniele Ferrero, Stefano Cognolato, Roberto Penso, and Roberta Vacchelli.
A.O. Ospedale Cardinal Massaia, Asti: Silvano Cardellino, Edda Bosco, Anna Maria Gado, Anna Bresciani, Ivana Pozzo, Annachiara Alessio, Vanessa Clarindo Rodrigues, and Edna Biase.
A.O.N. SS. Antonio e Biagio e Cesare Arrigo, Alessandria: Nicoletta Vivaldi, Antonella Nava.
Nuovo Ospedale Civile Sant’Agostino Estense, Modena: Marco Rambaldi, Cristina Pinna, Francesco Ponzetta, Lucilla Bavutti, Paola Martina, Beatriz Palacios, and Giancarla Bergonzini.
All the authors and investigators are especially grateful to Marco Rambaldi, MD, Steering Committee member and head of the Modena center, for being an insightful example of researcher, physician, and man. The authors would thank all the staff members of the participating ICUs for their cooperation, and Linda Canali and Paolo Martini for editing the English.
The current study was funded by a grant for independent research provided by Regione Lombardia (DRL 13465 of December 22, 2010), which covers all costs. The funders have no possibility to control the publication of study results, this being the responsibility of the Steering Committee.
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