- Study protocol
- Open Access
- Open Peer Review
Taking Action Together: A YMCA-based protocol to prevent Type-2 Diabetes in high-BMI inner-city African American children
© Ritchie et al; licensee BioMed Central Ltd. 2010
- Received: 23 October 2009
- Accepted: 21 May 2010
- Published: 21 May 2010
Associated with a tripling in obesity since 1970, type 2 diabetes mellitus (T2DM) in children has risen 9-10 fold. There is a critical need of protocols for trials to prevent T2DM in children.
This protocol includes the theory, development, evaluation components and lessons learned from a novel YMCA-based T2DM prevention intervention designed specifically for high-BMI African American children from disadvantaged, inner-city neighborhoods of Oakland, California. The intervention was developed on the basis of: review of epidemiological and intervention studies of pediatric T2DM; a conceptual theory (social cognitive); a comprehensive examination of health promotion curricula designed for children; consultation with research, clinical experts and practitioners and; input from community partners. The intervention, Taking Action Together, included culturally sensitive and age-appropriate programming on: healthy eating; increasing physical activity and, improving self esteem.
Evaluations completed to date suggest that Taking Action Together may be an effective intervention, and results warrant an expanded evaluation effort. This protocol could be used in other community settings to reduce the risk of children developing T2DM and related health consequences.
- Physical Activity
- Physical Activity Behavior
- Social Cognitive Theory
- African American Youth
- African American Child
There is a critical need for trials to be conducted that aim to identify strategies to prevent T2DM mellitus (T2DM) in children. Associated with a tripling in obesity since 1970, T2DM in children has risen 9-10 fold . Additionally, nearly 1 in 6 overweight youth has pre-diabetes . African American youth are among the highest for risk of T2DM with higher rates of obesity and insulin-resistance than other ethnic groups due, in part, to being more insulin resistant . Nearly 50% of African American children born in the U.S. in 2000 are expected to develop diabetes in their lifetimes .
Taking Action Together (TAT) was a controlled community-based intervention protocol developed by researchers at U.C. Berkeley in partnership with the YMCA of the East Bay to reduce risk of T2DM among low-income, high BMI, 9-10 year old African American children through improvements in nutrient intake, physical activity, and self esteem. To avoid stigmatization due to body fatness, focus was placed on improving diet and physical activity rather than on weight loss. Described are the rationale, theory, design, development, implementation, evaluation components, and lessons learned from TAT.
This protocol was designed for delivery to low-income African American children living in disadvantaged, inner-city neighborhoods such as those of East or West Oakland, CA. Compared to a White child living in the Oakland hills (comparatively higher income area), those African American children are more likely to be born low birth weight, live in a low-income household, have parents with only a high school education or less, and have poor access to healthy foods .
There is a dearth of culturally sensitive interventions that target obesity, diabetes, diet or physical activity among African American youth , especially for those living in disadvantaged neighborhoods. Out-of-school settings represent a widely accessible, but largely untapped and under-researched, venue for T2DM prevention. In the U.S. there are ~3,000 YMCA sites serving nearly 10 million children . Out-of-school programs typically have more flexibility than schools and may be better able to include health-related activities. While healthy benefits from out-of-school programs have been reported [8–12], more studies in 'real world' settings are needed to translate research findings into practice to stem the rapid increase in T2DM.
Hypotheses and specific aims
Consistent with social cognitive theory, we postulated that development of self efficacy with respect to targeted behaviors would improve children's dietary intake, physical activity, and self esteem which, in turn, would reduce insulin resistance in part by stabilizing body weight. Thus, our main hypothesis was that children in the treatment group would show more favorable changes in insulin resistance than children in the control group following 1 or more 2 years in the program. A secondary hypotheses was that there would be greater improvements in the treatment group in dietary intakes and physical activity. A third hypothesis stated that early markers of behavioral change (dietary and physical activity self efficacy, self esteem, positive behaviors and communications) would be improved in the treatment group when compared to the control.
Thus, the specific aims were (1). To assess the influence of treatment group status on change in insulin resistance (fasting HOMA-IR), (2). To determine the influence of treatment group status on change in intermediate outcomes (diet and physical activity), and (3). To determine the influence of treatment group status on change in potential moderating or mediating variables (self esteem, self efficacy, psychobehavioral characteristics).
Selection Criteria (eligibility)
Inclusion criteria for child participants included: ancestry including at least one African American biological parent; being 9 to 10 years old; having BMI at or above the 85th percentile ; free of any systematic disorder or medication known to affect energy metabolism or body weight; and free of severe physical or emotional conditions that could interfere with study participation. The lower limit placed on age was based on concerns that the parents of younger children may be reluctant to consent to a blood draw, and on our assessment that the ethical risk-benefit ratio was less favorable in younger children. The upper limit was placed to avoid having to sub-group children according to age, loosing statistical power. Broader age ranges would need to be evaluated in subsequent studies.
Change in insulin resistance over 1 or 2 yr of intervention was the primary outcome measure. Fasting glucose and insulin values were used to calculate the homeostatic model parameter - HOMA-IR, defined as fasting glucose (mmol/l) × insulin (μU/ml)/22.5  and used as an index of insulin resistance . Fasting indices of insulin resistance have been shown to be well correlated with estimates obtained using the "gold standard" methods of assessing insulin resistance using the euglycemic-hyperinsulinemic clamp in 9 - 10 year old children  and oral glucose tolerance test in premenarchal girls , and these indices have been used to show that overweight children are at greater risk for type 2 diabetes than normal weight children . Lower risks are associated with this fasting index since it requires only a single veinpuncture and, thus, is preferable for use in children. The study's second primary outcome, change in glycosylated hemoglobin (HbA1c), was assessed by quantifying HbA1c using a dual HPLC method which detects variants common in African Americans that interfere will interpretation of HbA1c data [19, 20].
Demographic and Secondary outcomes
Evaluation Measures in Taking Action Together
Procedure &/or reference
Waist & hip circum and ratio
With plastic non-elastic tape 
Weight, height, BMI and BMIz
Wt: digital electronic scale, Ht: portable stadiometes, BMIz Calc 
% Body fat
Fasting Glucose, Insulin
Commercially available kits 
Calculation of insulin resistance 
HbA1c, C-Peptide, NEFA
Appearance of skin on back of neck with 0-4 scale of severity 
Dietary habits & Nutrition knowledge
Physical Activity and Fitness (child)
Physical activity & fitness
PA habits & knowledge
California Dept. of Education's Healthy Kids Survey 
Harter self-perception profile for children 
ASSQ self-efficacy questions 
Self-esteem & Body Image (child)
Self-worth & social acceptance
Harter self-perception profile for children 
Behavioral Assessment System for Children, BASC-2 , child report
Behavior and Communications (child)
Conduct problems & activities
BASC-2 , parent report and child report
Communication & social skills
BASC-2 ; parent and child report
Adult and Family Assessments
Family food behaviors
Shopping, meal preparation and family eating 
Change for diet and PA
Family PA habits & weight
Family member's habits, duration of activity, and prevalence of overweight 
Additional Potential Confounding Variables
Family environment & SEI
Family & Intrauterine history of T2DM
American Diabetes Association instrument 
(female child participants only) 
Hematological variables other than the primary outcomes previously described, included measurement of non-esterified fatty acid (NEFA) concentrations, which were used to calculate adipocyte fatty acid insulin sensitivity (ISI-FFA) by the formula:[2/(insulin × NEFA) +1] . Additionally, pubertal stage was estimated following assessment of fasting plasma concentrations of specific sex hormones (Table 1).
Dietary variables included calculation of nutrient intakes and servings of foods consumed by children, following data analysis from 3-day food diary records (Table 1). Additionally, assessments were made of child food habits, preferences, self efficacy and nutrition knowledge; and of family food habits and stages of change with respect to specific healthy food habits.
Physical activity of child participants was assessed from 3-day physical activity diary records, and physical fitness was assessed using the Pacer lap run test that is administered as part of the California Fitnessgram evaluations (Table 1). Additionally, child physical activity habits, knowledge, competence and self efficacy were assessed using subjective questionnaires.
Psychosocial variables were assessed using subjective questionnaires administered to the child and/or parent (Table 1). These variables included measures of self esteem, body satisfaction, behavior and communications.
Sociodemographic factors were measured using subjective questionnaires administered to an adult family member. Factors of interest included age and gender of adults, education, housing and employment status.
Other subjective data were obtained also from questionnaires administered to the adult family member. Factors of interest included family history and intrauterine risk of T2DM, diagnoses of girls for polyovarian syndrome, and selected characteristics of the family environment.
The development of the TAT intervention was informed by a comprehensive review of the literature in conjunction with recommendations from a panel of national experts on policy and program initiatives to prevent T2DM in children . The review revealed that the most efficacious programs aimed to improve both diet and physical activity.
Based on a 2003 review of the dietary determinants of obesity , the following dietary goals were selected for TAT: increase intake of fruit, vegetables, whole grains, and low-fat dairy foods; reduce intake of high-fat and high-sugar foods and beverages; and sharpen awareness of cues to satiety.
Physical activity goals
It has been recommended that children participate in a cumulative total of 60 minutes or more daily of moderate-to-vigorous physical activity . To promote sustained adoption of an active lifestyle, activities should be both fun and doable by children; and overweight children should begin physical activities at a low intensity and duration, gradually increasing as competence is gained . The TAT physical activity goal was to increase time spent in moderate-to-vigorous intensity physical activity by developing skills, knowledge and self efficacy with respect to having endurance and being flexible, strong, coordinated, quick and agile.
Studies have shown that overweight children tend to have lower body satisfaction and, in some cases, lower self esteem than normal weight children . Exposure to teasing exacerbates the effect . Poor self esteem is often associated with negative behavior . Further, emphasis was placed on self-esteem building since poor self esteem can interfere with the development and maintenance of positive eating and physical activity behaviors, and since efforts to improve these behaviors can unintentionally negatively influence self esteem. Our goal for the self-esteem component was to develop five social and emotional competencies:awareness of one's strengths, challenges, behaviors and styles of interacting; ability to effectively interact and communicate with others; respect for self and others; ability to describe self using art, writing and verbal means; and ability to assess positive change in one's behavior and personal interactions. Consistent with the tenet of 'health at every size' , goals for body weight were not instituted. Improving insulin sensitivity, regardless of weight loss, has been reported to reduce risk of metabolic disease . Further, to avoid stigmatization due to body fatness, focus was placed on improving diet and physical activity rather than on body weight.
Consultation with multi-disciplinary and community experts
Coordinated and Complementary Roles of Research Staff, Consultants and Advisory Board Members for the Taking Action Together Project
Collaborators & Consultants1
Family demographics & characteristics
Physical activity & fitness
Self-esteem & behavior
Statistics & data analysis
YMCA and other after-school/community venues
The TAT Advisory Board (Table 2) included community members who had successfully developed relevant programs for school-aged children and their families; and members with experience working specifically with inner-city residents and low-income African American families. The Advisory Board was convened yearly; ad hoc consultations with individual members were undertaken as needed. Additionally, we capitalized on established and essential working relationships with local community and state partner organizations including county-based Cooperative Extension programs, and federal USDA-funded food supplementation programs such as FSNEP and EFNEP.
Control group programming
In contrast to the intervention group, contact with child participants and families in the control group occurred primarily during recruitment and yearly data collection, and there was no hands-on involvement in intervention activities. To encourage participation and maximize study retention while minimizing the 'Hawthorne' effect  and dissatisfaction with minimal intervention, control families received information focusing on community opportunities for health promoting activities in the mail monthly, and control children were offered a free week of traditional YMCA summer day camp.
Trial design, participant recruitment and group assignment
Taking Action Together Project Plan - Participants by Group
Number of participants (boys; girls)
51 (21; 30)
52 (20; 32)
28 (16; 12)
35 (16; 19)
32 (14; 18)
37 (16; 21)
111 (51; 60)
124 (52; 72)
End of 1st Year Follow-up
33 (13; 20)
37 (14; 23)
20 (11; 9)
18 (7; 11)
14 (9; 5)
14 (7; 7)
67 (33; 34)
69 (28; 41)
End of 2nd Year Follow-up
26 (10; 16)
24 (10; 14)
12 (6; 6)
11 (7; 4)
38 (16; 22)
Announcements were distributed at elementary schools and other venues within the targeted communities. Incentives, benefits and risks to participants were conveyed in these announcements. Recruitment was restricted to community venues in regions of Oakland habitated by low income African American families. Because families in these regions tend to be fluid, no restrictions were placed on family structure, ethnicity of the adult caregivers or relationship to the child participant. Data were collected from only 1 child per family. As it happened, similar numbers of families self-selected into each of the two sites and similar numbers were included at baseline (Control group, n = 111; Treatment group, n = 124; Table 3). We expected to achieve a 50:50 ratio for boys:girls, and achieved a ratio at baseline of 44:56.
Assessing bias due to motivation
The potential for bias due to motivation was estimated by comparing dropout rates between the two groups during the 1 or 2 year intervention period. Dropout rates for control and intervention groups were similar after both 1 year (40% versus 44%; p = 0.46) and 2 years (66% versus 72%; p = 0.52) of programming. Furthermore, when information collected at baseline was compared for dropouts from the control versus treatment groups, no significant differences were found. As examples, mean baseline insulin resistance (HOMA-IR) values of children who dropped out of the control versus treatment groups during the first year were 2.61 and 2.76, respectively (p = 0.67), and means for dropouts during two years of programming were 2.59 and 2.55, respectively (p = 0.91). Additionally, baseline insulin resistance values for children who completed two years of programming versus those who did not were not significantly different (HOMA-IR mean values: 2.56 and 2.53, respectively; p = 0.90).
Reducing bias due to non-randomization
Some baseline characteristics of participants in the control and intervention groups (p-value for difference by group).
% body fat
Pubertal stage (1-5 scale)
Fasting HbA1c (%)
Energy intake (kcal/day)
Fat intake (g/day)
Carbohydrate intake (g/day)
Protein intake (g/day)
Whole grains intake (servings/day)
Fruit & vegetable intake (servings/day)
Dairy intake (servings/day)
Nutrition knowledge (1-22 scale)
Food preferences (7-25 scale)
Snack habits (1-5 scale)
Fitness (ml O2/min/kg body wt)
Moderate- & high-intensity physical activity (min/day)
Global self-worth (1-4 scale)
Athletic competence (1-4 scale)
Family or Adult
Age of adult responder (yr)
SEI (4-12 range)
Family History of T2DM (0-2 scale)
Intrauterine risk for T2DM (0-2 scale)
Food habits (7-36 scale)
Physical activity habits (3-15 scale)
Family Cohesion (1-4 scale)
Family Conflict (1-4 scale)
Data management and statistical analyses
Taking Action Together Project Plan - Project Timeline
Convene Advisory Board
Conduct process evaluation
Recruit study participants
First cohort (n = 103)
Second cohort (n = 63)
Third cohort (n = 69)
Perform impact measures (0 = pre-study;1 = 1st Yr follow-up; 2 = 2nd Yr follow-up)2
Quantitative data were managed using computer programs including Microsoft Excel, EpiData, BASC-2 software , USDA Nutrient Database  and MyPyramid Equivalents Database . Data were double entered and edit checks were incorporated into the data entry program to identify data entry errors. For psychosocial, knowledge and attitude measures, scales will be developed as necessary and compared as described above.
Mean changes in the quantitative outcome variables of interest (HOMA-IR and secondary anthropometric, dietary and activity variables) over one or two intervention years will be evaluated using multiple regression techniques. Adjustment for multiple comparisons will not be made, and with values for p < 0.05 considered statistically significant . In addition, because some of these outcome measures are considered to be intermediary or confounding variables, we will use multiple linear regression to examine the effect of intervention on the primary outcome variable of interest (HOMA-IR), adjusting for baseline HOMA-IR, BMI z-score, psychosocial measures such as self esteem, diet and physical activity behaviors, and other potentially relevant factors such as family and (to account for genetic differences in response to intervention) intrauterine history of T2DM. The correlations of all potential covariates with both the dependent and independent variables will be examined, and variables that correlate at p < 0.25 with both variables will be included in the models.
Qualitative data from interviews with families will be transcribed and analyzed using grounded theory, a qualitative approach that is used to analyze social processes present within human interactions . Application of the theory can result in explanations of important family processes or structures that are grounded in the empirical data. Major themes can be inductively derived from the data to articulate the dynamics of psychosocial family environment.
Statistical power and sample size
When this study was originally conceptualized in 2003, few data were available in the literature describing the variability in insulin resistance, assessed using fasting HOMA-IR, among overweight African American children. Thus, since it was expected that the qualifying children would be hyperinsulinemic but not hyperglycemic, sample size was estimated using values for plasma insulin. For evaluation of the effectiveness of the intervention, a sample of 50 children in the intervention group and another 50 in the control group was determined to allow detection of a difference in plasma insulin levels of 4 μU/ml, assuming an initial fasting plasma insulin of 30 μU/ml [39–41], a standard deviation of 7.2 μU/ml  and a correlation coefficient of 0.6 between initial and final values in the control group (Type I error = 0.05, and Type II error = 0.20). A total sample size of 150 participants at baseline (75 per group) was initially planned for, based on an estimated yearly attrition rate of 33%. Because the attrition rate was higher than anticipated following the first year of Wave 1, the number of participants was increased during the course of this study.
YMCA staff at the control site received the in-house YMCA training provided to all new staff, and a limited 1-hr orientation to the project.
Training Components and Content
1. Introductions, team-building, project overview1
1 hr during initial and yearly training (+3 hr additional during year-long program)
Introduce personnel roles. Describe the research project and program. Build team atmosphere. Introduce Body Positive and Health at Every Size concepts.
2. Healthy lifestyle challenges in an obesogenic environment2
1 hr (+0 hr)
Introduce nutrition, physical activity and self-esteem goals. Discuss challenges African American families experience in inner-city Oakland in efforts to live a healthy lifestyle.
3. Managing challenging behaviors in children2
1 hr (+8 hr)
Introduce positive behavioral management approaches and describe how to effectively develop social skills and problem-solving abilities in children.
4. Social cognitive theory (SCT) in practice2
1 hr (+2 hr)
Understanding and using self-observation, peer modeling, feedback, verbal encouragement, mastery through trials of increasing difficulty.
1 hr (+2 hr)
0 hr (+40 hr)
Describe components of healthy diet, considerations of African American culture, income, food availability and transportation; demonstrate use of SCT3, importance of fun.
6. Physical activity2
1 hr (+2 hr)
0 hr (+10 hr)
Discuss barriers, use of Health at Every Size concept and SCT to increase activity self-efficacy, motivational strategies, cultural preferences and considerations.
1 hr (+2 hr)
0 hr (+10 hr)
Describe contributors to and effect of positive self-esteem, cultural differences in expression. Discuss strategies to develop self-esteem using Body Positive approach, preventing harm.
8. Motivating families2
1 hr (+1 hr)
Influence of parenting style, family food and activity practices, and community environment on development of healthy behaviors; motivational strategies; cultural considerations.
Intervention curricula and delivery to children
Each program year began with a kick off to integrate all elements of the curricula in a fun-filled, action-packed 2 weeks of YMCA day-camp. Children were provided ample opportunities to bond with each other and staff to promote continued participation. A celebratory family event was held at the end of the 2 weeks for children to showcase the program to their families.
Yearly schedule of child activities included 10 days (8 hr per day) of program-specific summer day-camp, plus 1 (2-hr) session/wk, 3 weeks per month, 11.5 month for a total of 150 hr (50% devoted to physical activity and 25% devoted each to nutrition and self-esteem building) for children.
With goals and a theoretical model for TAT as a guide, we examined relevant curricula from peer-reviewed scientific literature and on-line sources. Materials were evaluated for: age-appropriateness; socio-cultural relevance; body weight neutral (incorporating a 'health at every size' approach); current within 10 years; experiential (a hands-on, rather than didactic, approach to learning); and resonance with program goals. No single program curriculum was identified that met all project criteria. Thus, select materials were used from a variety of curricula and, as needed, adapted for use with our target population.
Lessons and activities focused on improvements in dietary quality and quantity, increased time in moderate-to-vigorous activity, and healthy self-esteem building through strengthening of cultural pride and social and behavioral competence. Conceptual elements included knowledge and skill building, modeling, goal setting, self-assessment, practice and reinforcement. Educational strategies included individual practice, cooperative learning, and individual and group discussions. Modules (6 modules, 5 weeks each), and lessons within modules, were sequenced to equip children with knowledge, skills, self efficacy and intentions to make healthy diet and physical activity choices. Examples of lessons delivered in this program are available online http://www.cnr.berkeley.edu/cwh/.
The core nutrition lessons utilized the approach of "The Power of Choice: Helping Youth Make Healthy Eating and Fitness Decisions" , and included 'hands-on" learning via preparation of low-cost, culturally appropriate foods, taste testing, and exposure to new foods and ingredients. Lessons were conducted with a minimum of equipment in modest facilities, and aimed to develop knowledge, challenge children to identify healthy options and make healthier food choices within usual settings of fast food outlets and corner stores, set personal goals, and self-assess in order to refine goals. Nutrition topics were sequenced as follows: making low fat choices, increasing fruit and vegetables, replacing sugar and portion size, replacing refined with whole grains, healthy snacks and hunger cues, moderation and a balanced diet.
Core self-esteem lessons were developed based on the widely-used curricula, Body Positive , a program designed to promote health at every size, body satisfaction and self-esteem, and Kwanza-based activities designed to promote cultural pride and build community. As needs became evident, health and behavior lessons were adapted from the approach of Kids' Health  to address topics such as hygiene, acne, puberty, anger management, bullying, and being teased. Self-esteem topics were sequenced as follows: self awareness & cultural expression of self, positive interaction, effective communication, Body Positive, 'Health At Every Size' & respect of self and others, taking charge of your personal hygiene, overcoming challenges (including bullying, teasing and conflict), self-assessment of personal challenges, and positive growth.
Physical activity component
Activities were designed to consider the body weight and fitness status of children, with gradual and manageable increases in difficulty, duration and frequency. Activities, based on the After-School SPARK  physical activity program, were child-centered, encouraged enthusiasm and participation, and aimed to increase enjoyment through games, dance and sports. Physical activity programming was sequenced as follows: flexibility, strengthening, endurance, balance and coordination, speed and agility. Children were encouraged to be active daily even when family members or peers were not, including outside of TAT program time; for this purpose all children received a free YMCA membership, allowing access to the facility. Although we acquired evidence that children used these free memberships to utilize the YMCA facilities, their effectiveness at increasing the overall activity of children outside of program could not be selectively determined within the design of this study.
Studies of obesity prevention have shown that parental involvement is critical to substantively alter children's dietary intakes and energy expenditures . For adult family members, monthly mailing of health education materials, educational meetings (including advertisements about other free, family-focused healthy lifestyle events available in the community that supported TAT goals), phone calls, and/or in-home visits to target overcoming barriers to adopting healthy behaviors, were scheduled. Also 3 healthy lifestyle events and family celebrations were scheduled for intervention group children and families. At the completion of year-end evaluations and data collection, a celebratory family event honored and acknowledged the gains of the child participants.
Parents/guardians were invited also to nine 1-2 hr sessions each year. The curriculum for adult family members in the intervention group relied on the interactive (discussion, information, and food & physical activity demonstrations) "Eating Smart. Being Active" adult EFNEP lessons regarding the importance of physical activity; meal planning, food shopping, reading food labels; increasing intakes of vegetables, fruit, whole grains and calcium-rich foods; portion control; and approaches to limiting intakes of fat, sugar and salt http://efnep.ucdavis.edu/AdultCurriculum.html.
Outcome and process evaluation
Process Evaluation Data Collection in Taking Action Together
Methods and Frequency1
Adherence to schedule of lessons
Observation - monthly for child component; twice per year for adult component
Log - recorded weekly; reviewed monthly
Fidelity of lesson delivery
Observation - monthly for child component; twice yearly for adult component
Session evaluation forms - recorded weekly, reviewed monthly
Training, support and monitoring of staff
Observation of attendance and engagement
Observation of lesson delivery - bimonthly (child component), twice per year (adult)
Response of participants to sessions
Attendance log - by session; reviewed monthly
Session evaluation form - administered lesson-by-lesson (child component), twice per year (adult)
Response of staff and volunteers to sessions
Session evaluation form - administered lesson-by-lesson for child sessions
Meeting of staff and volunteers - twice per year
Family response to mailings
Telephone survey - contact intervention families once per year
Overall assessment of program
Confidential telephone survey of intervention families - end of year
Analyses performed to date show that the intervention program stabilized or improved glucoregulation in children after 1 year, the effect being larger in boys than in girls . Also, a larger percentage of children in the treatment group (vs. control) decreased BMI z-scores after 1 yr.
Additional behavioral components for children
Before adequate focus could be placed on health topics, we learned that children needed to develop tools to modify their own behavior. As needs became evident, additional curricula components were developed to address these needs. Furthermore, to manage behavior, create a better learning environment, and increase enjoyment, staff was trained to use positive behavioral modification strategies in all program components. To meet these under-anticipated needs, additional staff training was incorporated, and on-going training and staff support was provided by mentoring and weekly discussion. Further, lessons were developed as needed to address community (eg. neighborhood violence), national (eg. Hurricane Katrina) or international (eg. flooding) disasters that affected the participants and their families. We have recently reported that parent-reported post-intervention scores favored the intervention condition for three of the four key psychobehavioral composities that were evaluated cross-sectionally .
Additional strategies to engage parents
Attendance of adult family members at family-focused programming was low due to numerous compelling and competing demands (single parent households, multiple jobs, other children). To address this and facilitate on-going communication, three alternative forms of engagement were implemented -- telephone calls, home visits, and monthly newsletters. Telephone calls were provided weekly or monthly as needed to help families address barriers to targeted behavioral change and promote family support of child participants. Study staff also provided this support during in-home visits. Families responded very favorably to telephone communication and in-home visits, particularly during times of family struggle, citing the "bridging" effect this created between family and program, an effect that increased program retention. Monthly newsletters were provided which included recipes the children made, monthly programmatic goals, information on free and low-cost health-promoting community activities, and educational materials regarding the importance of healthy food choices and physical activity.
Even though children were recruited from neighborhoods near the YMCA sites, we learned early that attendance was improved if rides were provided for after-school and evening events. Transportation played an important role, as children were not allowed by their families to walk or bicycle to the facilities because of safety concerns. While this was an unforeseen cost (necessitating the hiring of a van and van driver), it improved attendance and reliability of outcome measures for this proof-of-concept pilot project. Subsequent implementation efforts should avoid this issue by delivering the program within established after-school settings.
Participation in this study proved to be an intense and influential experience for all involved. Staff gained new respect for the resourcefulness of children and their families, and were struck by the immense negative effect of neighborhood violence on attitudes, behaviors and activities. Family members, who were initially reserved and distrustful, later expressed gratitude that their children could be truly supported and cared for by persons outside their immediate community. Although we initially focused on the importance of a sound educational strategy, we later placed this third - after providing for the primary needs of participants, and the behavioral skills needed to receive the programming offered to them. Lastly, while we initially provided inexpensive incentives for attendance (e.g., athletic equipment, recipe books), these failed to serve their intended purpose. Instead, the children and families responded most profoundly to involvement at the personal level. Subsequent implementation efforts should seek strong interpersonal skills in staff and volunteers.
We attempted to incorporate into TAT the lessons learned from previous programs to prevent T2DM in children. Specifically, we included a multi-disciplinary team, attempted to involve parents/guardians, targeted the most promising nutrition and physical activity goals for intervention, emphasized experiential learning, and developed and delivered a program that children enjoyed and wanted to attend.
Although nutrition and physical activity have been the usual targets of T2DM prevention programs, the inclusion of self esteem is unique to TAT. Additionally, TAT included a psycho-behavioral component that was essential to address the unique challenges faced by low-income, inner-city children. To our knowledge this is one of few studies to evaluate both biological and sociological responses to an intervention in children. Unlike school-based programs, this non-school program has the potential to be a sustainable, highly accessible physician-referral program for children identified at high risk of weight gain and associated complications.
Several opportunities were noted for program expansion by inclusion of other ethnic groups, and intensification via daily delivery in after-school venues. The low-income, inner-city African American population targeted by TAT faces a higher risk of chronic disease compared to other groups, a gap that continues to widen , and a disproportionate share of obstacles -- single parenthood, job insecurity, violence, inadequate medical care, discrimination, and suboptimal housing. An intervention that can successfully overcome these barriers may, with comparative ease, be translated to other populations. Demonstrating efficacy in other ethnic groups will suggest generalizability of the intervention for inner-city American youth.
It is unrealistic to expect healthy behaviors to become ingrained after one or even two years. However, demonstrating significant impact in one year is justification for continuation. Our long-term goal is that TAT, with minimal external support, could be institutionalized and continued long after the research is over, extending reach to many more children and families in other out-of-school settings here and elsewhere.
In conclusion, this protocol evaluates the theory of self efficacy to improve children's dietary intake, physical activity, and self esteem. Improved glucoregulation in children after this intervention  suggests that the TAT protocol has a great potential to serve as a guideline protocol for future interventions in children's health related area; and the more favorable psychobehavioral scores for children in the intervention group suggest potential for improvements in characteristics that may broadly influence a child's ability to be successful in school and elsewhere. Assessment of the extent to which the program achieves its aims will depend on approaches, designs and other individual factors related to the area of intervention.
This pre-post non-randomized experimental design did not allow differences due to program site to be evaluated, since the control program was delivered at one site and the treatment program at another. A follow-up site-randomized controlled study would be needed to determine whether similar differences between treatment group status would be observed under this more rigorous design. Results suggest that such a follow-up study is justified. This study also did not evaluate efficacy is children either younger than 9 yr or older than 10 yr; it did not evaluate efficacy in children of ethnicities other than African-American; and it did not evaluate efficacy in middle-or upper-income populations. Until additional studies are performed, these data cannot be extrapolated to the breadth of children in America or elsewhere.
The authors gratefully acknowledge the wonderful collaboration of the YMCA of the East Bay in Oakland, CA. Essential funding for program development was provided by USDA CSREES grants 2004-35214-14254 and 2005-35215-15046, the Agriculture Experiment Station and the YMCA. The authors are indebted to the participating children and their families, the talented staff of Children's Hospital of Oakland, UC Berkeley student assistants, all members of the TAT Advisory Board, and to dedicated staff including Camille Cyrus, Mark Fitch, Molly Fyfe, and Matt Johnson.
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